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FSMA 2000 s165
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FCA’s Therese Chambers on the new publicity enforcement proposal
Report from the Simmons & Simmons webinar with Therese Chambers discussing what publicity notices look like and what criteria will be used by the FCA to determine issuance.
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FCA issues call to arms for asset managers and alternatives firms
Dear CEO Letter outlines the UK regulator’s focus for next year and helps to prioritize compliance to-do list.
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FCA asks about non-financial misconduct at insurance firms
The FCA has asked for statistics covering a three-year period and including the methods used to detect incidents as well as their outcomes.