IAA 1940 Rule 206(4)-2 – Global Relay Intelligence & Practice

IAA 1940 Rule 206(4)-2

Audit

Improving accounting controls beyond your audit

March 21, 2024

Practical advice for compliance teams when completing essential reviews in adherence with the SEC’s Custody Rule.

Valerie Ruppel | Bovill, Ryan Stibich | Bovill Newgate1 min read
SEC

SEC amends safeguarding rule to enhance customer asset protection

February 17, 2023

Changes address concerns about client asset custody problems in the crypto sector.

Thomas Hyrkiel2 min read