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Data feed problems lead to a $200m fine for JPMorgan
The issues resulted in trade surveillance gaps in connection with multiple venues and trading systems.
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JPMorgan, Citi, RBC reach deals with NYC on new climate finance metric
Three of the largest North American banks will publicly disclose their financing ratio of low-carbon energy to fossil fuels, setting a new standard for banking.
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JPMorgan expects to pay $350m penalty over trade reporting gaps
The bank said in a filing on Friday that it expects to pay civil penalties to regulators for reporting incomplete trading data to surveillance platforms.
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JPMorgan to pay $18m for whistleblower protection rule violations
Firm said to have asked hundreds of clients to sign release preventing them from disclosing rulebreaking.
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JPMorgan panel debates how generative AI will transform payments and compliance
Experts from EY and Mastercard spoke on a webinar titled The Paradigm shift in financial services caused by Generative AI.
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JPMorgan settles Epstein suit with the US Virgin Islands
The US Virgin Islands Department of Justice reached a $75m settlement with JPMorgan Chase to resolve a lawsuit alleging the bank facilitated and profited from Jeffrey Epstein’s human trafficking activity.
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Two former JPMorgan traders sentenced to prison for fraud and market manipulation
The defendants had held positions as the company’s Head of Global Precious Metals Business and Head Gold Trader in New York.
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SEC says JPMorgan mistakenly deleted 47 million emails
JPMorgan must pay a $4m penalty for mistakenly deleting emails, some of which had subsequently been requested in regulatory investigations.