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The issues resulted in trade surveillance gaps in connection with multiple venues and trading systems.
Three of the largest North American banks will publicly disclose their financing ratio of low-carbon energy to fossil fuels, setting a new standard for banking.
The bank said in a filing on Friday that it expects to pay civil penalties to regulators for reporting incomplete trading data to surveillance platforms.
Firm said to have asked hundreds of clients to sign release preventing them from disclosing rulebreaking.
Experts from EY and Mastercard spoke on a webinar titled The Paradigm shift in financial services caused by Generative AI.
The US Virgin Islands Department of Justice reached a $75m settlement with JPMorgan Chase to resolve a lawsuit alleging the bank facilitated and profited from Jeffrey Epstein’s human trafficking activity.
The defendants had held positions as the company’s Head of Global Precious Metals Business and Head Gold Trader in New York.
JPMorgan must pay a $4m penalty for mistakenly deleting emails, some of which had subsequently been requested in regulatory investigations.