Our at-a-glance guide to recent FCA activity.
Hameed Shuja2 min read
After some unsually pointed remarks from the government the FCA makes a case for its current approach.
Hameed Shuja3 min read
The FCA’s conference, held in London on October 8, attracted the highest calibre of speakers from the regulatory ecosystem and the banking and investment community.
Thomas Hyrkiel3 min read
Freeing up capital, increasing liquidity and shifting from reactive to proactive regulation were all identified as key to addressing ‘predictable volatility’.
Thomas Hyrkiel2 min read
Clarification on specific aspects of the PRA’s existing approach to risk management and remote booking.
OCC Acting Comptroller Michael J. Hsu also highlighted a growth in large banks and polarization as long-term trends.
Thomas Hyrkiel3 min read
Banking regulators consider “targeted adjustments” to liquidity frameworks in response to regional bank failures in 2023.
Julie DiMauro1 min read
An overview of the most significant features of AIFMD II that fund managers should know.
Morgan Lewis8 min read