Loans
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FCA work in review October 10-17, 2024
Our at-a-glance guide to recent FCA activity.
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OCC updates bank accounting FAQs
Bank Accounting Advisory Series updates revised for clarity.
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How Citi’s error-riddled loan reports led to a $136mn fine
Penalty shows how chief executive Jane Fraser is struggling to resolve chronic issues plaguing the bank.
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ASIC roundup: Misleading ESG claims, stop order, and fake ASIC adverts
The Australian Securities & Investments Commission’s latest actions and news, June 3 – 7, 2024.
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ASIC roundup: Unlicensed credit activity, adviser banned, director disqualified
The Australian Securities & Investments Commission’s latest actions and news, May 20 – 24, 2024.
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Key changes to EU fund regime as AIFMD II enters into force
An overview of the most significant features of AIFMD II that fund managers should know.
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ASIC roundup: A$20,625 penalty for audit issues, and action against blockchain mining companies
The Australian Securities & Investments Commission’s latest actions and news, April 2 – 12, 2024.
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FCA work in review February 12 – 16, 2024
A bumper week of enforcements, and some notable fact-fining requests from the UK regulator.