Market Watch 57 – Global Relay Intelligence & Practice

Market Watch 57

FCA

Tackling market abuse: Blocking threats for brokers

May 31, 2024

With brokers still struggling with their trade surveillance obligations, here are some common issues to consider when monitoring market abuse.

Eoghan Hartigan | Bovill Newgate, Peter Bowyer | Bovill Newgate6 min read
FCA

FCA says that misleading market communication practices persist

February 2, 2024

The FCA has highlighted continuing concern about ‘flying’ and ‘printing’ and the failure of firm management to deal effectively with both practices.

Thomas Hyrkiel, Robert Nowacki4 min read