Rules Navigator
Jean Hurley4 min read
Julie DiMauro2 min read
Cláudia Massaia3 min read
Julie DiMauro7 min read
Alexander Barzacanos1 min read
Hameed Shuja1 min read
Hameed Shuja3 min read
Hameed Shuja2 min read
Alex Viall5 min read
GRIP1 min read
Alex Viall3 min read
Peter’s previous role was in the compliance department of an Investment Platform where he supported the CASS oversight function.
Common risks asset managers are facing as a result of their day-to-day trading activities.
Peter Bowyer | Bovill Newgate, Eoghan Hartigan | Bovill Newgate4 min read
With brokers still struggling with their trade surveillance obligations, here are some common issues to consider when monitoring market abuse.
Eoghan Hartigan | Bovill Newgate, Peter Bowyer | Bovill Newgate6 min read