MiFIDPRU 7.10.6 – Global Relay Intelligence & Practice

MiFIDPRU 7.10.6

FCA

Dealers in principal under the regulatory spotlight

August 18, 2023

High level summary of the FCA’s supervisory priorities vis-a-vis Principal Trading Firms – key takeaways and top tips.

Alexander Culley | C&G Regulatory Solutions5 min read