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Podcast: Michaela Ahlberg talks about building trust and ethics in compliance programs
Michaela discusses with GRIP the essential points to consider when managing a compliance program and adding ethics in over time.
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Podcast: Dr Mariola Marzouk on derisking, AML regtech and fear of speaking up
With a career spanning software and consulting firms as well as banks globally, Mariola gives us a frank insight into AML surveillance in practice.
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Podcast: Harley Thomas on digital assets and asset recovery
We spoke about the US landmark crypto currency lawsuit – Ripple, the UK Digital Assets Bill and Harley’s work in tracing and recovering digital assets.
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Podcast: CCO Courtney Reid is optimistic about the state of compliance in 2025
US Content Manager Julie DiMauro spoke to Courtney Reid, CCO at MassMutual’s retail broker-dealer, about her outlook on the compliance role.
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Podcast: Mitch Hubble from Pathlight Associates on Skilled Person Reviews
We spoke about Mitch’s work in an FCA-approved Skilled Person Review panel firm, client experience, best practice and the Consumer Duty.
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Podcast: SEC Commissioner Hester Peirce on 2024 and the road ahead
In this episode of the GRIP Podcast, Commissioner Peirce spoke about rulemaking via enforcement and what she sees ahead for the US securities watchdog in the next calendar year.
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Podcast: LeighAnne Thompson shares a lawyer’s responsible approach to AI
We spoke about a lawyer’s approach to AI under professional responsibility rules and about teaching future lawyers on having an ethical approach to the tech.
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Podcast: Laura Rabinowitz on the Uyghur Forced Labor Prevention Act
We spoke about how the UFLPA has greatly changed the scope of due diligence importing businesses were doing before.