-
CFTC goes after companies, individuals who perpetrated $283m fraud
Another TD (this time, Traders Domain FX Ltd.) gets put in crosshairs for allegedly lying to customers about what it was doing with their money.
-
ASIC roundup: Suspicious gold vaults, ‘brazen and greedy’ fraud
The Australian Securities & Investments Commission’s latest actions and news, September 4 – 13, 2024.
-
ASIC roundup: “Brazen, gross, and callous” conduct, and prison for ponzi scheme
The Australian Securities & Investments Commission’s latest actions and news, August 26 – September 3, 2024.
-
SEC charges Drive Planning LLC and its CEO with fraud
The SEC accuses the company and its CEO Russell Todd Burkhalter of offering unregistered securities and operating a Ponzi scheme.
-
SEC brings fraud charges against crypto startup that targeted prayer groups
Investment “cult” is accused of stealing $650m in Ponzi-like scheme.
-
CEOs convicted for securities fraud
Schneider and Gentile used investor capital to pay out monthly distributions and create the illusion that their funds were performing satisfactorily.
-
ASIC roundup: A$1.8m penalty, and former secretary sentenced to prison
The Australian Securities & Investments Commission’s latest actions and news, March 11 – 22, 2024.
-
SEC and US prosecutors target fraudulent crypto asset pyramid scheme
Alleged pyramid scheme raised $1.7 billion+ from investors.