Panel discussion featured speakers from the big Nordic banks.
Alex Viall3 min read
A panel of experts discussed how AI was helping firms and regulators detect and prevent market abuse and manipulation.
Hameed Shuja5 min read
At the annual pharmaceutical compliance event, panelists said the time for an empowered compliance department engaged in mindful monitoring is now.
Julie DiMauro5 min read
Media executive David Kogan is the UK government’s preferred choice to chair the new Independent Football Regulator. He will now appear before MPs on the…
GRIP<1 min read
Head of Advisory Services for Spark Compliance highlights the incredible value of these reviews.
Julie DiMauro28 min listen
Other news includes an EU fine against Meta and Google, massive ESG investment outflows, and the OCC and FDIC signaling crypto regulation overhauls.
GRIP2 min read
The announcement comes as the FCA starts its operations in the US and Australia.
GRIP<1 min read
Other news includes Truth Social asking SEC to investigate Qube over short position, US Supreme Court approves relaxed pleading standard for ERISA claim, China mulls letting Western firms operate as ETF market makers.
GRIP<1 min read