- Regulation
- Technology
- Resources
Latest News
-
GRIP Extra: McKinsey slapped with $650m fine for pharma work, CFPB goes after Zelle
Other news includes a startling fact about North Korean crypto theft, a damning report about the management of Credit Suisse, and a potential Honda-Nissan merger.
-
Podcast: CCO Courtney Reid is optimistic about the state of compliance in 2025
US Content Manager Julie DiMauro spoke to Courtney Reid, CCO at MassMutual’s retail broker-dealer, about her outlook on the compliance role.
-
GRIP Extra: Trump advisers seek to axe bank regulators, China seeks to relax monetary policies
Other news includes Japan planning to create a four-day work week, updates in the Trafigura bribery trial, and a big FTC fine against Fortnite.
-
Experts unplugged: Ensuring senior management follows the rules
This series of articles is based on an extended dialogue between compliance and surveillance veterans Emily Wright and Rob Mason.
-
Clean claims or dirty lies? The battle against corporate washing
Washing risks can lead to loss of reputation, loss of stakeholder trust and goodwill, employee brand damage, and costly legal/regulatory action.
-
FINMA clarifies investor disclosure rules
The new circular sets out the regulator’s expectations centered on providing investors with adequate information to enable them to make informed investment decisions.
-
OPINION: What could the second Trump era mean for audit, risk and compliance teams?
Audit expert Richard Chambers takes a look at the key factors most likely to influence compliance risk.
-
ECB unsure about publishing details of research into capital requirements for EU lenders
The study was compiled last year to counter mounting pressure from the banking sector.