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ECB unsure about publishing details of research into capital requirements for EU lenders
The study was compiled last year to counter mounting pressure from the banking sector.
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Non-financial misconduct survey signals data-driven approach by FCA
Ashurst webinar highlighted key survey results, discussed potential data challenges and suggested actions for firms.
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SIFMA Annual 2024: Rostin Behnam on digital assets, betting markets and treasury clearing
Our latest report on keynote speeches at the recent SIFMA event in New York features CFTC Chair Rostin Behnam.
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Deep market engagement needed in the face of accelerating change says FCA chief Nikhil Rathi
Freeing up capital, increasing liquidity and shifting from reactive to proactive regulation were all identified as key to addressing ‘predictable volatility’.
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Why we need a modern approach to geopolitical risk in the financial sector
A more proactive approach to resilience building in a new geopolitical risk paradigm for banks and capital markets is needed.
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FCA data clarifies pitfalls for asset management authorizations
The UK regulator recently published a list of common errors it observed from asset management firms applying for authorization or variation of permission.
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The GRIP Files: Susannah Hammond, Compliance Officer
Susannah Hammond tells us about her compliance career and offers insight and advice on the big issues that affect compliance.
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Opinion: What can we learn from the CrowdStrike outage?
Businesses exposed to technology and concentration risk tied to large vendors and ubiquitous systems is a sign of the times, says Alex Viall.