Schedules 13D and 13G – Global Relay Intelligence & Practice

Schedules 13D and 13G

SEC

SEC adopts amendments to beneficial ownership reporting rules

October 12, 2023

Further insight into and context about the SEC’s announcement of changes to the Exchange Act.

Julie DiMauro3 min read
Enforcement

SEC charges group of corporate insiders and issuers for failing to timely report transactions

September 29, 2023

Charges stem from violations of laws requiring them to promptly report information about their holdings and transactions in company stock.

Julie DiMauro2 min read