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SEC charges former CEO of Church & Dwight for hiding friendship with company executive
The independent director was accused of violating proxy regulations by concealing the relationship.
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SEC sued by crypto trade groups over definition of ‘dealer’
Two crypto industry groups sue the SEC, challenging its recent expansion of the “Dealer Rule.”
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SEC’s crypto enforcement authority sustained over Coinbase’s vigorous challenges
An in-depth look at the much-anticipated ruling in the SEC v Coinbase case.
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SEC charges Skechers for undisclosed payments to executives’ family members
Footwear maker agrees to pay $1.25m penalty to settle charges.
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Crypto wrap: UK crypto transparency consultation, Spain Worldcoin measures, ShapeShift settlement
We look at some of the recent big stories in crypto.
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Tech company founders charged with wire fraud and misrepresentation of finances
SEC and DOJ charge former co-CEOs over misleading information on company finances.
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Comms monitoring takes centre stage with global regulators
If your firm is subject to one or multiple regimes, you should ensure your controls and approach are aligned with the relevant regulators’ expectations.
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SolarWinds and CISO sued by SEC for cybersecurity failures
Complaint alleges software company and its CISO misled investors about cybersecurity practices and known risks. We assess the implications.