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Celito Tech’s Ravi Monangi and Ethan Grammer on compliant growth in life science
We explored how small and mid-sized pharmaceutical and biotech companies can avoid costly early compliance mistakes and minimize risk as they scale.
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Hotel asset manager settles with SEC over cyber breach misreporting
The charges reflect the SEC’s sustained focus on accurate cybersecurity statements.
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SEC dings Becton Dickinson $175m for misrepresenting product risks
The company failed to properly inform investors about regulatory challenges it was experiencing with the FDA.
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Elanco fined $15m for Reg S-K misrepresentations
Elanco’s use of sales incentives created misleading impressions of customer demand, the SEC stated.
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SEC charges four companies for underreporting Sunburst data breach damage
The four settlements come nearly one year after the SEC sued SolarWinds for misleading investors about its cybersecurity controls.
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Carl Icahn and Icahn Enterprises settle with SEC over disclosure rules violations
The agency accused Icahn and his company of failing to disclose billions in shares used to secure personal margin loans.
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SEC charges Ideanomics and three executives with accounting and disclosure fraud
The SEC settled fraud charges against Ideanomics, its CEO and two former executives for misleading financial reporting and disclosures.
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SEC brings RegBI action against dually registered firm for flouting rule’s care obligations
SEC alleges the firm and representative failed to exercise reasonable diligence, care, and skill in making recommendations.