Short-selling
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The undercover hedge funds financing activist short sellers
When Wall Street’s self-styled financial detectives allege malfeasance, these silent partners stand to reap the benefits.
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Famous short seller Andrew Left charged with stock manipulation scheme
The DOJ and SEC claim Left defrauded his followers by publishing false and misleading statements about his stock trading recommendations.
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SEC adopts rules to broaden scope of short-sale-related data for regulators and investing public
The SEC agreed to roll out new rules aimed at boosting transparency of short selling.
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Goldman Sachs and Citadel Securities settle SEC recordkeeping charges
SEC repeats its warnings to firms about the importance of record retention.