STORs
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More suspected abuse of inside information in Finland, FIN-FSA reveals
The Finnish Financial Supervisory Authority commenced 50% more cases in 2023 compared to 2022.
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€1.2m fine from Central Bank of Ireland provides lessons on how not to run a surveillance framework
Irish stockbroking firm Goodbody fined for breaching MAR obligations.
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Organised crime active in equity markets according to the FCA
The regulator draws attention to the risks with the release of this guidance, coinciding with arrests in London.
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Use of STORs stays consistent although Brexit effect begins to bite
Latest ESMA report summarizes STOR patterns across 2010 to 2022 with a focus on 2021/2022.
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Market abuse risk in rates and fixed income markets
The Financial Conduct Authority has identified gaps in surveillance of web-based trading platforms. We examine why firms are not identifying potential market abuse and what they should do about it.