-
FSB report highlights need to minimise AI risk to financial stability
What are the implications of AI adoption in the financial sector? We take a look at the key findings from FSB’s latest report.
-
Gensler speech offers a look back at 2024 rulemaking
Gary Gensler spoke of how his agency has updated the securities laws to promote US capital markets and spur economic success.
-
New ASIC report showcases increased investigations and civil proceedings
The Commission started more investigations, yet criticism still present as total fines and civil penalties decreased substantially.
-
SEC releases fiscal year 2025 examination priorities
Emerging risk areas (such as AI), plus cybersecurity, crypto and AML in focus as we dig deep into Examination Priorities document.
-
Danish municipalities need to do more for processing security, report shows
The Danish Data Protection Authority inspected 48 municipalities.
-
FCA adviser strategy to review consolidators and data-led supervision
Time for financial advisers and investment intermediaries to review their processes as additional regulatory scrutiny looms.
-
FCA work in review September 17 – 23, 2024
Our at-a-glance guide to recent FCA activity.
-
OPINION: Challenges and balances for Consumer Duty one year on
One year into the FCA’s Consumer Duty, Gavin Stewart wrestles with the big supervision questions.