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Attorneys Kudman and Posner on strategies to detect and deter healthcare fraud
We discussed improper marketing strategies, upcoding and billing issues, defense strategies for fraud cases with Tama Kudman and Barry Posner.
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Second SEC roundtable explores regulatory pathways for crypto trading
The SEC gathered industry leaders to discuss how crypto trading platforms might fit within, or reshape, the existing US regulatory framework.
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The CAT is in danger, says Barron’s
The Consolidated Audit Trail (CAT) is a powerful tool to detect market manipulation, but the industry is complaining about skyrocketing costs.
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US regulators shift stance in turning point for crypto policy
The DOJ shifts aim to end prosecutions over user actions and focuses enforcement on clear cases of fraud and abuse.
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16 firms rebuffed by SEC in bid to revisit off-channel comms settlements
SEC says ‘no-can-do to’ the 16 financial firms that submitted a motion to have their recordkeeping settlements modified.
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Pharma watch: Delayed vaccine decisions, insulin price lawsuit, drug cap win
Updates on US pharmaceutical policy, compliance, and regulation.
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Block fined $40m as NY takes aim at fintech compliance failures
The fintech firm behind Cash App faces regulatory heat over anti-money laundering lapses and crypto oversight shortcomings.
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NASAA adopts model rule update to incorporate Reg BI at state level
The model rule significantly scales back a version from 2023 that industry participants said created new compliance obligations.