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SEC charges group of corporate insiders and issuers for failing to timely report transactions

Charges stem from violations of laws requiring them to promptly report information about their holdings and transactions in company stock.

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Julie DiMauro

Gurbir Grewal, SEC Director of Enforcement
Photo: Michael M. Santiago/Getty Images
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On Wednesday, the SEC announced charges against six officers, directors, and major shareholders of public companies for failing to timely report information about their holdings and transactions in company stock. 

Five publicly-traded companies were also charged for contributing to the filing failures by insiders or failing to report their insiders’

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