FINRA requires firms to report large options positions to the Large Options Positions Report (LOPR) in order to try to prevent potential market manipulation attempts such as cornering the market or improperly changing the price of the underlying equity.
The alleged issues at UBS involved the failure to report 436,000
The
Free Trial
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day