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Commissioner Pham expresses grave concerns about CFTC enforcement misconduct

Entrance of the U.S. Commodity Futures Trading Commission (CFTC).
Photo: Getty Images

Julie DiMauro

4 min read
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Caroline Pham issued a statement calling for timely action to address alleged misconduct by CFTC staff in an ongoing enforcement case.

CFTC Commissioner Caroline Pham recently issued a statement to express her deep concerns over the allegations against the CFTC over a Rule 11 sanctions motion made against the agency in a November case – CFTC v Traders Global Group – and the court’s admonishments in that case.

“This is a grave matter,

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