Skip to Primary Navigation

Skip to main content

ASIC roundup: Accountant making false statements, and court dismisses ANZ’s appeal

Montage of the Australian arms Emu and Kangaroo emblem
GRIP Montage: ASIC/Getty Images

Martina Lindberg

5 min read
 Click to share on Facebook (Opens in new window/tab) Click to share on Twitter (Opens in new window/tab) Click to share on LinkedIn (Opens in new window/tab) Click to share on WhatsApp (Opens in new window/tab)

The Australian Securities & Investments Commission’s latest actions and news, September 30 – October 4, 2024.

Cancelled AFS licence of Prospero Markets – October 2, 2024

The Australian financial services (AFS) licence has been cancelled for the over-the-counter derivatives issuer Prospero Markets Pty Ltd (in liquidation).

The license was suspended in December 2023 after the issuer failed to lodge its 2023 audited financial accounts. ASIC then appealed to thewind up

, , , , , , ,