Summary of the FCA social media guidance together with common issue highlights and steps how firms should best prepare.
Lewis Gurry | C & G Regulatory Solutions3 min read
Will brokers face higher expectations for the standard of care that they provide to consumers?
Lewis Gurry | C & G Regulatory Solutions3 min read
Market abuse peer review of firms offering CFDs and spread bets identifies insider dealing as primary abuse risk.
Lewis Gurry | C & G Regulatory Solutions4 min read