Sam advises clients include banks, asset management firms, broker dealers, payment institutions and corporate finance houses on a broad range of regulatory and compliance matters within the financial services sector. Prior to working in private practice, Sam worked for seven years at the UK financial services regulator, the Financial Services Authority (the majority of this time in the FSA’s General Counsel’s Division), and has also spent time on secondment at Santander Asset Management UK Limited.
Payments and e-money firms impacted by codification of guidance and new requirements including the imposition of a statutory trust.
The new UK Private Intermittent Securities and Exchange System (PISCES) is a platform for secondary trading in freely transferable shares issued by UK or non-UK companies.
New rules apply to all firms marketing cryptoassets to UK consumers, whether based in the UK or overseas.
Sam Robinson | CMS, Chris Glennie | CMS5 min read