Sean Wells | Latham & Watkins – Global Relay Intelligence & Practice

Sean Wells | Latham & Watkins

Sean Wells is an associate in the London office of Latham & Watkins and a member of the global Financial Institutions Industry Group and Financial Regulatory Practice.

sean.wells@lw.com

FCA

FCA finalizes changes to rules on Investment Research

August 19, 2024

Despite some adjustments to the proposed guardrails, the FCA has largely retained its original approach.

Rob Moulton | Latham & Watkins, Nicola Higgs | Latham & Wakins, Sean Wells | Latham & Watkins, Charlotte Collins | Latham & Watkins4 min read

Topics

Latest News

The GRIP Files: Daniel Ahn, Reed Smith

The GRIP Files: Tony McClements, head of Investigations at Martin Kenney & Co

USAA dinged for failing to fix AML, IT, third-party oversight shortcomings

Topics

Latest News

Europe wrapped itself in a web of new rules. Can it reverse course?

SEC adopts amendments to broker-dealer Customer Protection Rule

FCA work in review: December 12-20, 2024

Topics

Latest News

GRIP Forecast 2025 – Cybersecurity

GRIP Forecast 2025 – Crypto

GRIP Forecast 2025 – AI

Topics

Latest News

Book reviews: Recommended reads for the holiday season

GRIP Extra: McKinsey slapped with $650m fine for pharma work, CFPB goes after Zelle

Podcast: CCO Courtney Reid is optimistic about the state of compliance in 2025

FCA finalizes changes to rules on Investment Research