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UK regulators backtrack on diversity rules and delay action on misconduct
Industry response as FCA and PRA says it will not update rules on diversity and inclusion and will pause non-financial misconduct action.
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New report warns over rose-tinted view of ethics and culture from senior leaders
Significant disconnect in perception between leadership and frontline staff revealed in latest LRN survey.
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Office attendance is becoming a performance metric
Return to work mandates can weed out underperforming staff but risk pushing away valued workers.
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Better Markets report hails “resounding success” of SEC whistleblower program
Report strongly advocates for whistleblower program and urges greater transparency.
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Culture is everyone’s responsibility says HSBC’s Caoimhe Benmaou
HSBC’s global head of risk frameworks discussed the board’s role in developing and driving a strong ethical culture at the City & Financial Summit in London.
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FCA COO Emily Sheppard stresses the contagious nature of culture
Senior official explains why the FCA is updating rules and guidance on non-financial misconduct.
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Challenges – what to do when good systems go bad
A gripping account of the Challenger Shuttle disaster got Carroll Barry-Walsh thinking about how we manage risk and justify mistakes.
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The GRIP Files: Portia Amato, Practice Lead – US, Bovill Newgate
With 20 years of compliance experience, Portia tells us about her career and what happened when the SEC made an unexpected visit on the day before Christmas Eve!