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Equinor and Danske Commodities fined €12m for gas market manipulation
The firms were sanctioned for breach of European regulation on wholesale energy market integrity and transparency – REMIT.
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False Claims Act claims resolved by St Vincents Catholic Medical Centers of NY
The DOJ noted in its press release that this resolution illustrates the government’s emphasis on combating healthcare fraud, particularly through the use of the FCA.
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FINRA disciplinary action update 2025/6
Disciplinary decisions issued February 8 –14, 2025.
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Wealth management firm fined by FINTRAC for AML failures
Lack of written policies and oversight was at the center of the enforcement action against independent firm “considered a securities dealer” by regulator.
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SEC settles charges involving fiduciary duty lapses against firm, IA rep
Both had allegedly failed to adequately consider if it was in their clients’ best interest to convert brokerage accounts to advisory ones.
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Fraudulent binary options scheme participants ordered to pay CFTC $451m
The investment fraud, which operated out of a scam call center in Israel, stole millions from unaware customers.
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OPINION: FCPA ‘pause’ is a self-inflicted setback that undermines US competitiveness
Pat Poitevin explores the real-world consequences of pausing the FCPA.
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FTC finds “world’s first robot lawyer” failed to live up to its claims
Order against DoNotPay prohibits it from making deceptive claims and requires it to notify past subscribers of the deficient nature of its service.