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Meta receives $840m fine from EU regulators for ‘unfair market competition practices’
Regulators say Meta is abusing its market position by tying its ads services to Facebook.
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Canada’s consumer regulator fines TD bank over rebate failures
The relatively small fine is added to a list of massive penalties the beleaguered Canadian bank has recently sustained.
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Elanco fined $15m for Reg S-K misrepresentations
Elanco’s use of sales incentives created misleading impressions of customer demand, the SEC stated.
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Metro Bank fined over £16m for AML failings stemming from data problems
FCA final notice highlights how data problems can have serious consequences unless dealt with promptly.
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OPINION: It’s not the system, it’s the people – TD Bank scandal through a different lens
Stop blaming inferior AML software and arrest the individual responsible for the crime, says former federal agent Robert Mazur.
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Failure to prevent fraud to be a criminal offence in UK – will this be an effective deterrent?
The long-awaited Government Guidance is published – companies have until September 1, 2025 to implement “reasonable procedures”.
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ASIC roundup: Director misled investors, action to wind up 95 companies
The Australian Securities & Investments Commission’s latest actions and news, November 4 – 8, 2024.
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Invesco pays $17.5m to settle SEC’s greenwashing probe
The SEC accused the asset manager of being misleading in its statements and marketing regarding “ESG-integrated” assets.