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FCA work in review: November 11-18, 2024
Our at-a-glance guide to recent FCA activity.
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UK regulators address critical third party operational resilience in financial sector
The FCA, PRA and BoE set out final requirements and expectations in order to manage potential systemic risk posed by tech firms.
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FCA to publish new update on name and shame plans next week
The FCA will “fundamentally reshape” its “name and shame” plans after backlash from the City of London and politicians.
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Data quality issues persist at firms according to the FCA
The regulator praises firms for improving the quality of transaction reporting, but points to continuing or recurring reporting issues.
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FCA work in review: November 5-10, 2024
Our at-a-glance guide to recent FCA activity.
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What you need to know about transferring from AIM to the Main Market
Process and requirements for an AIM company to transfer listing to the ESCC category under new UK Listing Rules.
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FCA simplifies transparency regime for bonds and derivatives
The regulator is also establishing a bond consolidated tape to ensure that the data is accessible cost-effectively.
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What the new payment options for investment research mean
FCA says new rules will make it easier to buy insight and analysis across borders. We spoke to Seung Earm from Ibex Compliance for the industry view.