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XLOD London 2024: Regulator insights on the future of risk management and controls
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.
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XLOD London 2024: Trade surveillance in the spotlight
Panellists from RBC, Deutsche Bank, TP ICAP and Lloyds discussed the future of trade surveillance.
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XLOD London 2024: Debating the future of voice surveillance
Panelists from Natwest, Barclays, VoxSmart and Global Relay discussed voice communication capture, monitoring and their effectiveness now and the near future.
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XLOD London 2024: Addressing the proliferation of trade venues
Panelists from Bank of America, NatWest and Natixis discussed the challenges of multiple trade venues.
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XLOD London 2024: Evaluating the transformative role of AI in surveillance programs
Experts from Morgan Stanley, Société Géneralé and BNY discussed the challenges posed by AI.
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XLOD London 2024: Assessing the risk and control landscape for 2025
The first of a series of reports from XLOD London features a panel discussion with experts from Standard Chartered, Lloyds Bank, and Citigroup.
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NSCP 2024: Panel discusses data security strategies and Reg S-P changes
Panelists at the annual gathering made key recommendations as firms prepare to comply with amendments to Regulation S-P.
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NSCP 2024: Off-channel communications the focus of discussions
NSCP conference participants discussed recordkeeping enforcement actions, policy recommendations, and predictions about future enforcement patterns.