Tyrone Griffiths is an compliance and risk trainer who worked on the Libor investigation. We talked about:
- why firms are not always good at following compliance rules;
- using the family analogy;
- treating managers as allies and applying this to training;
- whether firms are adequately assessing risk;
- questions firms should ask their clients;
- the danger of relying on technology over the human eye;
- how regulators could give better guidance; and
- how compliance is changing.
A transcript of this podcast is available.
