-
What firms can do to prepare for CASS 15
The FCA is aiming to remove ambiguity around safeguarding processes and better align them with the Client Asset Sourcebook.
-
ASIC roundup: A$10.5m penalty on Active Super, more frozen assets
The Australian Securities & Investments Commission’s latest actions and news, March 17 – 21, 2025.
-
ASIC roundup: Fraud and stealing, false invoices, and a scam alert
The Australian Securities & Investments Commission’s latest actions and news, January 27 – February 7, 2025.
-
ASIC’s new enforcement priorities focus on cost-of-living pressures
Australian regulator’s enforcement priorities include focus on businesses trying to avoid consumer credit protections, and debt management.
-
PCAOB spotlight on auditor responsibilities in making comms about illegal acts
The Spotlight reminds auditors of their obligations to make timely and appropriate communications about illegal acts by a company during an audit of its financial statements.
-
ASIC roundup: Crypto fraud, and warning of scams
The Australian Securities & Investments Commission’s latest actions and news, October 21 – 25, 2024.
-
ASIC roundup: Accountant making false statements, and court dismisses ANZ’s appeal
The Australian Securities & Investments Commission’s latest actions and news, September 30 – October 4, 2024.
-
Audit industry welcomes long-awaited reforms tabled by UK government
The Audit Reform & Corporate Governance Bill is aimed at preventing large company failures.