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Latest News
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ASIC roundup: serious governance failures, and Kraken operator to pay A$8m
The Australian Securities & Investments Commission’s latest actions and news, December 9 – 13, 2024.
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FOS H1 2024 data highlights 40% increase in complaints
The increasing number of complaints indicates a need for strengthening policies and procedures, and keeping staff informed to avoid being caught out.
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Alarm in UK car finance market and beyond after landmark ruling on commissions
Sector fears a $20 billion bill after judgment on ‘hidden’ discretionary charges.
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FCA work in review October 10-17, 2024
Our at-a-glance guide to recent FCA activity.
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ASIC roundup: record fine for Macquarie Bank, and A$12.9m greenwashing penalty
The Australian Securities & Investments Commission’s latest actions and news, September 23 – 27, 2024.
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ASIC roundup: Unlicensed services, bans, and lemon cars
The Australian Securities & Investments Commission’s latest actions and news, May 13 – 17, 2024.
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FCA month in review December 2023 – January 2024
As work at the FCA picks up pace again, we resume our regular digest of the regulator’s work, including a recap on some of the key developments since our last update in mid-December.
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Out of gas – the trouble with the UK car insurance market
Motor insurance has been at the sharp end of a lot of regulatory scrutiny but it’s still not clear if UK drivers are getting the best deal.