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Rumors addressed included the SEC being active in London and a crackdown on illegal marketing.
US Commissioner Caroline Pham discussed the CFTC’s role in regulating digital assets in front of an international audience at City Week in London.
Opaque and inconsistent practices need to be addressed, Behnam said.
The defendants had held positions as the company’s Head of Global Precious Metals Business and Head Gold Trader in New York.
High level summary of the FCA’s supervisory priorities vis-a-vis Principal Trading Firms – key takeaways and top tips.
CFTC brings enforcement action for misappropriation of over $1.3m in customer funds intended for digital asset commodity and forex trading.
Commodity trader alleges the ‘controlling mind’ behind nickel scheme repeatedly tried to stall for time.