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Latest News
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Crypto wrap: Strategic Bitcoin Reserve, the case for collaboration, Fed rate cuts
We look at some of this week’s biggest news stories in the crypto space.
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BIS Report says regulatory action on AI model explainability is imperative
But regulators may also need to find middle ground between AI performance and explainability in order to make continuing innovation and adoption by financial institutions possible.
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Global study highlights Fintech Associations’ best practices
Key findings from the Cambridge Centre for Alternative Finance’s inaugural report on the role of fintech associations in shaping regulatory approaches and benchmarking good practices.
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PCAOB’s Broker-Dealer Audit Focus Series: Reviewing exemption reports
The auditor’s objective is to state whether one or more conditions exist that would cause one or more of the broker-dealer’s assertions not to be fairly stated.
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Somebody’s watching you – the growing popularity of bossware
One-third of UK managers say their organizations are monitoring employees’ online activity on employer-owned devices.
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ANZ fined A$240m after admitting to engaging in unconscionable conduct
This is the biggest combined penalty on one entity issued by the ASIC, and reflects “the seriousness and number of breaches of law.”
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FTC warns healthcare employers on noncompetes
The Federal Trade Commission sent formal letters to major healthcare employers and staffing firms urging them to review restrictive employment agreements.
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FINRA disciplinary action update 2025/33
Disciplinary decisions issued August 30 – September 12, 2025.