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GRIP Extra: Predictions of deregulation in US, corporate culture problems in Australia
Other news includes restrictions on AI chips going to China, Spanish floods have significant impact on insurers and TikTok’s Canadian entity shuttered.
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FCA publishes results of first non-financial misconduct survey
Regulator hopes that industry will learn from the survey and work toward better outcomes. We highlight some key areas to start the conversation.
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How to implement new duties to prevent sexual harassment at work
From October 26, UK employers must take reasonable steps to prevent sexual harassment of their workers, including by third parties.
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The DOJ revises Evaluation of Corporate Compliance Programs to spotlight new tech
Changes to the document mainly emphasize emerging technologies and data analytics.
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ASIC roundup: fraud, dishonest conduct and misuse of company funds
The Australian Securities & Investments Commission’s latest actions and news, September 16 – 20, 2024.
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Federal Reserve governor Bowman highlights bank culture as key influence on business outcomes
The speech also covered monetary policy, bank M&A and liquidity regulation.
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Harassment claim puts supervision of off-channel comms in spotlight
The federal lawsuit features allegations of harassment and supervisory failures.
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Podcast: Rupert Evill on the rise of fraud
How has the risk landscape evolved in the past year? We caught up with Rupert Evill, Founder of Ethics Insight, to find out.