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Regulation of BNPL means a better deal for consumers
New rules will allow Buy-Now-Pay-Later users to benefit from key protections offered by other consumer credit products.
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FCA adviser strategy to review consolidators and data-led supervision
Time for financial advisers and investment intermediaries to review their processes as additional regulatory scrutiny looms.
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Dear CEO letter: FCA’s expectations for financial advisers and investment intermediaries
The FCA wants to work with the industry to ensure consumers receive consistently good outcomes and manage their own finances.
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What are the Consumer Duty impacts across the payments sector value chain?
How to demonstrate a positive influence on customer outcomes.
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OPINION: Challenges and balances for Consumer Duty one year on
One year into the FCA’s Consumer Duty, Gavin Stewart wrestles with the big supervision questions.
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Crossing borders – top tips for navigating UK and US compliance
How to comply with compliance rules on both sides of the Atlantic without being penalised.
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FCA data clarifies pitfalls for asset management authorizations
The UK regulator recently published a list of common errors it observed from asset management firms applying for authorization or variation of permission.
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Crypto firms need to improve compliance outcomes says FCA
The regulator’s review of firms’ adherence to ‘back-end’ marketing rules uncovers widespread poor practice.