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Latest News
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Podcast: Mitch Hubble from Pathlight Associates on Skilled Person Reviews
We spoke about Mitch’s work in an FCA-approved Skilled Person Review panel firm, client experience, best practice and the Consumer Duty.
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How wealth managers can avoid misconduct and protect consumers
A year on from the FCA’s Dear CEO “warning shot” to wealth managers on consumer duty and financial crime, we look at how firms can meet these revised expectations.
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Regulation of BNPL means a better deal for consumers
New rules will allow Buy-Now-Pay-Later users to benefit from key protections offered by other consumer credit products.
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FCA adviser strategy to review consolidators and data-led supervision
Time for financial advisers and investment intermediaries to review their processes as additional regulatory scrutiny looms.
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Dear CEO letter: FCA’s expectations for financial advisers and investment intermediaries
The FCA wants to work with the industry to ensure consumers receive consistently good outcomes and manage their own finances.
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What are the Consumer Duty impacts across the payments sector value chain?
How to demonstrate a positive influence on customer outcomes.
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OPINION: Challenges and balances for Consumer Duty one year on
One year into the FCA’s Consumer Duty, Gavin Stewart wrestles with the big supervision questions.
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Crossing borders – top tips for navigating UK and US compliance
How to comply with compliance rules on both sides of the Atlantic without being penalised.