During his time at the FCA Michael designed, led and delivered over a dozen thematic reviews; oversaw a number of sector/firm mitigation and redress strategies; inputted to a range of key policy initiatives, and helped develop the regulatory strategies for the financial advice and Consumer Investment sectors.
Time for financial advisers and investment intermediaries to review their processes as additional regulatory scrutiny looms.
Michael Lawrence | Bovill Newgate5 min read
Joint policy paper reviews the boundary between advice and guidance to improve quality and availability of consumer support.
Michael Lawrence | Bovill Newgate6 min read