GRIP1 min read
Julie DiMauro26 min listen
GRIP1 min read
During his time at the FCA Michael designed, led and delivered over a dozen thematic reviews; oversaw a number of sector/firm mitigation and redress strategies; inputted to a range of key policy initiatives, and helped develop the regulatory strategies for the financial advice and Consumer Investment sectors.
A year on from the FCA’s Dear CEO “warning shot” to wealth managers on consumer duty and financial crime, we look at how firms can meet these revised expectations.
Michael Lawrence | Bovill Newgate5 min read
Time for financial advisers and investment intermediaries to review their processes as additional regulatory scrutiny looms.
Michael Lawrence | Bovill Newgate5 min read
Joint policy paper reviews the boundary between advice and guidance to improve quality and availability of consumer support.
Michael Lawrence | Bovill Newgate6 min read