Disclosure
-
Complying with California Climate Disclosure legislation in 12 steps
A dozen observations and recommendations on compliance with significant legislation.
-
SEC charges former CEO of Church & Dwight for hiding friendship with company executive
The independent director was accused of violating proxy regulations by concealing the relationship.
-
DraftKings charged with selectively disclosing material info on social media
The firm fell foul of Regulation Fair Disclosure.
-
FCA work in review September 17 – 23, 2024
Our at-a-glance guide to recent FCA activity.
-
Changes to the post-trade risk reduction services and the DTO
The FCA is making changes to notification and disclosure requirements for OTC derivatives.
-
Opinion: Will common sense prevail in the UK’s long overdue review of disclosure rules?
Tony McClements makes a case for fraud investigators at the coalface to be helped to get the job done.
-
SEC’s Gerding spells out the state of disclosure
Erik Gerding mentioned areas of focus last year and this year, underscoring the importance of disclosures in AI and cybersecurity.
-
Opinion: UK SFO under the new director
UK SFO director Nick Ephgrave is making all the right noises in his quest to repurpose the organization says Tony McClements.