-
City wins: FCA backs down on controversial “name and shame” plans
The regulator will proceed with muted transparency plans which received broader support. We look at what this means for the enforcement division.
-
Nasdaq board diversity rules vacated
In a narrowly-obtained decision, the Fifth Circuit determined that approving the rule exceeded the SEC’s power.
-
PISCES: Fishing in the new waters of private share trading
Revised proposals will make the secondary trading platform more attractive for companies.
-
Consultation provides insights into FCA’s future crypto regulation regime
The FCA has gathered views from stakeholders on approaches to crypto regulation. We summariz e some key takeaways.
-
FINMA clarifies investor disclosure rules
The new circular sets out the regulator’s expectations centered on providing investors with adequate information to enable them to make informed investment decisions.
-
Complying with California Climate Disclosure legislation in 12 steps
A dozen observations and recommendations on compliance with significant legislation.
-
SEC charges former CEO of Church & Dwight for hiding friendship with company executive
The independent director was accused of violating proxy regulations by concealing the relationship.
-
DraftKings charged with selectively disclosing material info on social media
The firm fell foul of Regulation Fair Disclosure.