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Latest News
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SIFMA Annual 2024: Rostin Behnam on digital assets, betting markets and treasury clearing
Our latest report on keynote speeches at the recent SIFMA event in New York features CFTC Chair Rostin Behnam.
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The GRIP Files: Carl E Kennedy, partner at Katten and former regulator with the CFTC
Drawing on his deep experience of the financial services industry, Carl Kennedy talks about his work in both public and private service.
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SEC charges BD and affiliated IAs with violating Whistleblower Protection Rule
Charges revolve around impediments to whistleblowing and reporting functions.
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Minimum capital levels set after Fed stress test
Reserve capital requirements increase as banks falter under simulated stressors.
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Is the striking down of the private fund adviser rules a pyrrhic victory?
There are three reasons why viewing this as an unqualified win for the private fund industry might be premature.
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Citi poised to get lower grade for its living will from the FDIC
The FDIC board plans to vote to downgrade its rating on Citigroup’s resolution plan because of data-management systems issues.
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Private funds don’t need to re-invent the wheel to adapt to harmonization
Time to adapt your compliance frameworks to address regulatory challenges.
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Senators say FinCEN needs to get moving with AML whistleblower reward program
Bipartisan group press for answers over delays to dedicated AML whistleblower program.