GRIP1 min read
Julie DiMauro26 min listen
GRIP1 min read
Howard is recognized as a leading expert on securities disputes, enforcement proceedings, and securities regulations, including related to digital assets. He can be seen regularly on Bloomberg News, CNBC, Yahoo! Finance, CoinDesk News and other media outlets. He publishes frequently and his articles can be found in Barron’s, The Financial Times, Bloomberg Law, ThomsonReuters, Law360, and other sources as well.
In addition to being extensively published and interviewed by various media outlets, he is seen as a trusted source by publications ranging from the New York Times, The Guardian, CNN, CNBC, Bloomberg, Grid News, Axios, and others. Among the topics on which he is frequently consulted by the media include Supreme Court decisions, securities rules and regulations, litigation trends, data security and other topics. He has lectured in the United States, Europe and Asia on subjects ranging from accounting fraud, securities enforcement actions, arbitration techniques and the lingering effects of the financial crisis.
As a former Senior Trial Counsel at the US Securities & Exchange Commission (SEC), he was entrusted with some of the most sophisticated and noteworthy cases that the federal government prosecuted in the last decade. During his nine year tenure at the SEC, he earned multiple awards for exemplary service and served as first chair for numerous trials. This included acting as lead counsel in the litigation against Wing Chau and Harding Advisory LLC – relating to CDO asset selection in the run-up to the financial crisis – resulting in a major judgment against one of the characters lampooned in the film “The Big Short.” Howard was also the lead trial counsel in the prosecution of Kareem Serageldin, another figure referenced in “The Big Short”, involving the mismarking of certain mortgage-backed assets, by Credit Suisse, in the wake of the financial crisis.
Or what a recent case against a religiously-inspired investment firm tells us about the future of SEC environmental enforcement.
Howard Fischer | Moses & Singer3 min read
There are three reasons why viewing this as an unqualified win for the private fund industry might be premature.
A reliance on social media for investment advice has led to some concerning results, says Howard Fischer.
Howard Fischer | Moses & Singer4 min read
Shadow trading case extends potential insider trading liability, creating considerable risk for both companies and insiders.
Is the digital assets industry facing an existential crisis? Or might the recent convictions serve as the portent of a more stable industry?
Howard Fischer | Moses & Singer4 min read