Enforcement
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ECB unsure about publishing details of research into capital requirements for EU lenders
The study was compiled last year to counter mounting pressure from the banking sector.
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ASIC’s new enforcement priorities focus on cost-of-living pressures
Australian regulator’s enforcement priorities include focus on businesses trying to avoid consumer credit protections, and debt management.
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FCA work in review: November 11-18, 2024
Our at-a-glance guide to recent FCA activity.
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SEC action against Lion Street offers insight into standards of care for 2025
The Reg BI case against Lion Street Financial prompts discussion about how the rule has been leveraged for more doomed-to-fail proposals.
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FINRA disciplinary action update 2024/43
Disciplinary decisions issued November 2 – 8, 2024.
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ASIC roundup: TPD insurance claims failures, and A$187,800 penalty for not lodging reports
The Australian Securities & Investments Commission’s latest actions and news, November 11 – 15, 2024.
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Meta receives $840m fine from EU regulators for ‘unfair market competition practices’
Regulators say Meta is abusing its market position by tying its ads services to Facebook.
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Crypto wrap: Bitcoin value surges, jail for former binance boss, and more
Latest developments in the world of crypto.