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ESMA simplifies insider list formatting
Proposed new templates are intended to reduce the administrative burden on listed companies as well as those wishing to list.
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Cantor Fitzgerald Ireland Limited fined €453k for Market Abuse Regulation breaches
Cantor failed to report suspicious transactions and lacked effective governance arrangements for detecting and reporting them.
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AMF fines three individuals for alleged market manipulation
The share price of 39 companies was swayed in order to generate profits for members of the group.
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XLOD London 2024: Regulator insights on the future of risk management and controls
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.
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Stockholm Nasdaq fined $9.6m over regulatory violations
Regulator Finansinspektionen issues remark and fine over insider trading and unauthorized trading concerns.
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10 key things market participants should know about the EU REMIT Review
Assessing amendments to the regulation on wholesale market integrity and transparency.
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New regulation will reinforce market abuse surveillance in the energy market
A new law aims to protect against market abuse manipulation and reinforce market surveillance. We asked experts in the energy market for their views.
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Concerns over complete venue coverage and FCA ‘name and shame’ approach at compliance roundtable
Risk acceptance and supervisory visits also discussed at Global Relay’s quarterly roundtable in London.