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Latest News
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Study finds TikTok’s carbon footprint is likely to exceed Greece’s
We take a look at the environmental and social costs of TikTok, including its carbon footprint and the role of finfluencers in sharing non-compliant financial promotions.
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PRA and FCA propose reform to ease bank remuneration rules
Assessing proposals to make the remuneration regime for banks “more effective, simple and proportionate”, while still ensuring accountability for risk taking and appropriate outcomes for consumers and markets.
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FCA launches consultation on new PISCES private stock market
The proposals for a new private stock market have been given a boost as the UK regulator unveils plans to consult with the industry.
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PISCES: Fishing in the new waters of private share trading
Revised proposals will make the secondary trading platform more attractive for companies.
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FCA work in review: December 2-11, 2024
Our at-a-glance guide to recent FCA activity.
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Experts unplugged: FCA non-financial misconduct survey
This series of articles is based on an extended dialogue between compliance and surveillance veterans Emily Wright and Rob Mason.
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How wealth managers can avoid misconduct and protect consumers
A year on from the FCA’s Dear CEO “warning shot” to wealth managers on consumer duty and financial crime, we look at how firms can meet these revised expectations.
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XLOD London 2024: Regulator insights on the future of risk management and controls
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.