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FCA v BlueCrest Capital Management: Implications for regulated firms
Court of Appeal addresses the scope of the FCA’s powers under FSMA to impose redress requirements on firms and the jurisdiction of the Upper Tribunal.
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FCA confirms extension to automobile finance complaint handling pause, but not everyone agrees
Parvez Khan of IPK European Strategy argues the pause may frustrate claims.
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Latest finfluencer case sees nine charged
Charges relate to unauthorized financial promotions of FX and CFDs.
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FCA work in review April 15 – 28 2024
A busy period for the FCA featured three big speeches and an unusual development in the BSPS scandal.
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HM Treasury launches consultation on effectiveness of Money Laundering Regulations
New proposals aim to reduce ambiguity and lead to a reduction in over-compliance or inconsistent application.
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Whatever happened to the Edinburgh Reforms?
Has anything changed since the announcement of the Edinburgh Reforms?
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The enforcement club: FCA proposes new ‘name and shame’ approach
UK regulator publishes consultation to improve pace and transparency around enforcement cases – overview and industry comment.
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FCA work in review February 12 – 16, 2024
A bumper week of enforcements, and some notable fact-fining requests from the UK regulator.