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What the new payment options for investment research mean
FCA says new rules will make it easier to buy insight and analysis across borders. We spoke to Seung Earm from Ibex Compliance for the industry view.
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Crypto wrap: The bitcoin election, derivatives, and finding Nakamoto
Latest developments in the world of crypto, including stories from the US, UK and elsewhere.
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OFR update: New rules amend the temporary marketing and recognition regimes
Technical note on new rules to improve recognition of EEA overseas funds and central counterparties in UK post-Brexit.
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Crossing borders – top tips for navigating UK and US compliance
How to comply with compliance rules on both sides of the Atlantic without being penalised.
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FCA finalizes changes to rules on Investment Research
Despite some adjustments to the proposed guardrails, the FCA has largely retained its original approach.
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A roadmap to the Overseas Funds Regime
The OFR is set to redefine how non-UK domiciled funds can be marketed to UK retail investors based on the principles of equivalence.
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Key changes to EU fund regime as AIFMD II enters into force
An overview of the most significant features of AIFMD II that fund managers should know.
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FCA consults on payment optionality for Investment Research – a new ‘bundled’ approach
The FCA has put forward plans for a new way to pay for investment research.