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FCA balances trust, tech, and tougher enforcement in new growth strategy
The FCA held its Annual Public Meeting, chaired by Ashley Alder, to discuss the regulator’s performance, strategy, and accountability.
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Italy becomes first EU country to pass a national framework law on AI
We examine how the AI framework complements the EU AI Act and look at the progress made by other EU countries in establishing national AI laws.
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FCA reviews inside information handling at firms
FCA Market Watch 83 addresses a number of practical compliance challenges including controlling inside information flow, multiple brokers undertaking market soundings, compliance risks at smaller firms and personal account dealing.
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Warning for HR as Nestlé CEO dismissed over undisclosed relationship
We discussed the legal consequences of violating codes of conduct and relationship policies with leading employment law experts.
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The ghost in the machine: Why culture still eats RegTech for breakfast
If billions in annual technology spend still leaves us exposed, it’s worth asking: Is the issue a lack of tools, or a lack of organizational capacity to use them effectively?
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FCA Market Watch: Remediation, back reporting and breach notifications
FCA highlights issues in MiFID reporting requirements and advises firms to update and improve their processes.
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McKinsey changes leadership election process after succession conflicts
The firm will elect a global managing partner for a single six-year term, with a confirmation vote after four years.
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FCC approves $20 billion Verizon-Frontier merger
Deal approval follows the axing of DEI programs by Verizon.