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Latest News
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FCA work in review: November 19-29, 2024
Our at-a-glance guide to recent FCA activity.
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Name and shame 2.0: FCA seeks further views
The regulator has shared further clarity on name and shame plans with the caveat – “if the changes go ahead.” We ask stakeholders for their initial thoughts.
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FCA to publish new update on name and shame plans next week
The FCA will “fundamentally reshape” its “name and shame” plans after backlash from the City of London and politicians.
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Therese Chambers tells conference the FCA is listening to concerns about ‘name and shame’ plans
The regulator will meet with groups to explore the transparency proposals but not everyone is convinced continuing along this path is the best way forward.
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Key factors to consider when managing VREQs and OIREQs
Eight lessons to be learned and one area of focus to prepare for.
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On the importance of keeping an open mind
When carrying out an investigation, it can be too easy to lose sight of the bare facts, says Carroll Barry-Walsh.
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House of Lords forced to close FCA enforcement consultation due to General Election
Before dissolution, the Treasury Sub-Committee on Financial Services Regulations set out its concerns over the FCA’s name-and-shame plans.
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Temperature rises over FCA name-and-shame plans as Hunt intervenes
UK Chancellor calls for a rethink as regulator issues strong defence of its proposals.