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Assessing the role, value and cost of compliance monitors
Compliance monitorships are costly and burdensome, and sometimes an effective way to achieve critical business objectives.
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DOJ ends energy giant Glencore’s monitorship early
DOJ attorneys in court documents said they were using their “sole discretion” under a plea agreement with Glencore to “terminate the monitorship early.”
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ASIC roundup: Death benefit claims failures, market manipulation, and wash trading
The Australian Securities & Investments Commission’s latest actions and news, March 10 – 14, 2025.
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Energi Danmark fined for manipulating the Nordic electricity market
Energi Danmark A/S has agreed to pay a fine of DKr 380,000 for violating a ban on market manipulation under REMIT.
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AMF fines three individuals for alleged market manipulation
The share price of 39 companies was swayed in order to generate profits for members of the group.
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Danske Bank fined NKr 50m for market manipulation
According to the Norwegian regulator a reference swap rate was intentionally driven higher at the time of pricing in order to produce higher trading profits.
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Spotlight on new reporting obligations for energy markets participants
The next set of REMIT obligations include the monitoring and reporting of suspicious transactions or order reports.
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SEC and DOJ charge crypto financial services firms and developers for wash trading
Billing themselves as market makers, the alleged fraudsters were in the business of illicit wash trading and promotion.