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Latest News
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XLOD London 2024: Assessing the risk and control landscape for 2025
The first of a series of reports from XLOD London features a panel discussion with experts from Standard Chartered, Lloyds Bank, and Citigroup.
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Non-financial misconduct survey signals data-driven approach by FCA
Ashurst webinar highlighted key survey results, discussed potential data challenges and suggested actions for firms.
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DORA implementation guidance published by BaFin
Although non-mandatory and applicable to regulated entities in Germany the practical guidance offers helpful insight into key aspects of the new regime.
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Acting Comptroller Hsu calls for labeling of ‘systemically important banks’
Hsu’s remarks focussed on supervisory cooperation and the transformation of bank supervision over the past decades.
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Crypto firms need to improve compliance outcomes says FCA
The regulator’s review of firms’ adherence to ‘back-end’ marketing rules uncovers widespread poor practice.
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European authorities issue slew of reports on greenwashing in the financial sector
Publications investigate supervision and the mitigation of greenwashing risks.
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Preparing for DORA: Mind the gap
How mandatory contract provisions under DORA map to existing regulatory regimes in respect of outsourcing arrangements and highlighting some of the gaps.
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CS3D signals major development in global ESG policy
EU Sustainability Due Diligence regulation exports EU ESG standards as it moves to green transition